Tag: UBS
Current Securities Fraud Investigations
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
Financial Advisor Promissory Note Securities Lawsuits
Financial Advisor Promissory Note Attorney Updated December 1, 2020 The White Law Group continues to represent financial advisors in...
ELKS Structured Products for Retail Investors
The White Law Group is investigating the appropriateness of structured product investments sold by various broker-dealers (including...
Lehman Brothers “100 Percent Principal Protective Note” Losses
The White Law Group is investigating securities fraud claims involving investors that were improperly sold Lehman Brothers “100 Percent...
FINRA Fines Citigroup, UBS and Deutsche Bank $425,000
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, UBS Securities and...
