unit investment trust losses
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December 14, 2016

Investor Alert: Unit Investment Trust (UIT)

A Unit Investment Trust (UIT) is an exchange-traded mutual fund offering a fixed

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February 11, 2016

Three Firms Ordered to Pay $1.2M for UTI Sales

Three firms were ordered by the Financial Industry Regulatory Authority (FINRA) to

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October 6, 2010

FINRA Fines Atlanta based broker-dealer SunTrust Investment Services

FINRA recently today that it has ordered SunTrust Investment Services, Inc. of

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