unsuitable investments
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Scottsdale Progress: Local financial advisor under fire in lawsuit, featured by Top Securities Fraud Attorneys, The White Law Group January 9, 2020

Scottsdale Progress: Local financial advisor under fire in lawsuit

A Scottsdale financial advisor with a questionable history is the subject of a

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Rock Hill Associates LP Investigation, Featured by Top Securities Fraud Attorneys at The White Law Group February 22, 2019

Rock Hill Associates LP Investigation

Rock Hill Associates LP Secondary Market Offer Are you concerned about your

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FINRA Claim Filed against NYLIFE : Featured by Top Securities Fraud attorneys, The White Law Group January 21, 2019

FINRA Claim Filed against NYLIFE 

Press Release: The White Law Group files a FINRA Claim against NYLIFE Securities

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finra examination findings December 14, 2018

FINRA Examination Findings: Failure of Oversight in Firms

FINRA Examination Findings: firms need to tighten up supervisory systems. Last

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Buffered STEEPLS June 21, 2017

Buffered Strategic Equity Exposure Performance Linked Securities (STEEPLS) Investment Losses

Investigating Potential Claims involving Buffered STEEPLS Have you suffered losses

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March 4, 2013

Ongoing Investigation into Sala-Multi Series Fund and Foresee Strategies Insurance...

The White Law Group continues to investigate potential FINRA arbitration claims

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February 27, 2012

FINRA Outlines Investments They are Watching Closely in 2012

The Financial Industry Regulatory Authority (FINRA) outlined a list of investment

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Financial Professionals Misrepresent, Featured by Top Securities Fraud Attorneys, The White Law Group February 13, 2012

Financial Professionals Misrepresenting Their Expertise?

Study Shows Many Financial Professionals Misrepresenting Their Expertise According

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February 6, 2012

Potential Recovery of Kale Edgar Evans Investment Losses

Have you suffered investments losses or fear you have been the victim of securities

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January 26, 2012

Former RBC Financial Advisor Henry Cole Sentenced for Fraud

According to an article in the Financial Post, Henry Cole, a former financial

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