November 11, 2020
FINRA Sanctions Coastal Equities for Allegations of Failure to Supervise Unsuitable
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January 9, 2020
A Scottsdale financial advisor with a questionable history is the subject of a
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February 22, 2019
Rock Hill Associates LP Secondary Market Offer Are you concerned about your
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January 21, 2019
Press Release: The White Law Group files a FINRA Claim against NYLIFE Securities
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December 14, 2018
FINRA Examination Findings: firms need to tighten up supervisory systems. Last
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June 21, 2017
Investigating Potential Claims involving Buffered STEEPLS Have you suffered losses
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March 4, 2013
The White Law Group continues to investigate potential FINRA arbitration claims
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February 27, 2012
The Financial Industry Regulatory Authority (FINRA) outlined a list of investment
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February 13, 2012
Study Shows Many Financial Professionals Misrepresenting Their Expertise According
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February 6, 2012
Have you suffered investments losses or fear you have been the victim of securities
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