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August 15, 2019
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Current Investigations, Securities Fraud
Concerned about your investment in GPB Holdings II LP with Vanderbilt Securities? If you are concerned about investment losses in GPB Holdings II LP with Vanderbilt Securities, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against
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August 1, 2018
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Blog, Current Investigations, Securities Fraud
Mark Kaplan – Vanderbilt Securities – Alleged Churning and Unsuitable, Excessive Trades According to the Financial Industry Regulatory Authority (FINRA) on July 26, the regulator has censured and fined Vanderbilt Securities (CRD # 5953), $100,000 for failure to supervise a registered representative. According to
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March 12, 2018
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Blog, Current Investigations, Securities Fraud
Broker Mark Kaplan allegedly executed 3,500 trades that resulted in $723,000 in losses According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred broker Mark Kaplan from the securities industry for allegedly churning the account of a 93 year old client reportedly suffering from
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