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Vanderbilt Securities
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August 1, 2018

Vanderbilt Securities Censured & Fined $200,000, Failure to Supervise

Mark Kaplan – Vanderbilt Securities – Alleged Churning and Unsuitable, Excessive

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March 12, 2018

Mark Kaplan Reportedly Barred for Churning 93-year old client’s account

Broker Mark Kaplan allegedly executed 3,500 trades that resulted in $723,000 in

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Aegerion Pharmaceuticals (AEGR) Securities Investigation
November 20, 2019
3 Merrill Lynch Brokers Reportedly Fired for Cold Calling
November 15, 2019
Aurora Cannabis (ACB) Investment Losses
November 15, 2019
Canopy Growth Corp. (CGC) Investment Losses
November 15, 2019

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Vanderbilt Securities
Tag Archive

Vanderbilt Securities Censured & Fined $200,000, Failure to Supervise

Mark Kaplan Reportedly Barred for Churning 93-year old client’s account

THE WHITE LAW GROUP

Investment Losses?

Recent Posts

Aegerion Pharmaceuticals (AEGR) Securities Investigation

3 Merrill Lynch Brokers Reportedly Fired for Cold Calling

Aurora Cannabis (ACB) Investment Losses

Canopy Growth Corp. (CGC) Investment Losses

Vanderbilt Securities Tag Archive

THE WHITE LAW GROUP

Investment Losses?

Vanderbilt Securities
Tag Archive