variable annuity fraud
Tag Archive

November 24, 2010

FINRA fines Next Financial for Supervisory Failures

In 2009, FINRA announced that it had fined NEXT Financial Group, Inc., headquartered

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October 21, 2010

Information Regarding Waddell & Reed’s Sales Practices

Waddell & Reed’s sales practices have been the subject of regulatory inquiry

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August 25, 2010

Investigation Into Possible Securities Fraud Involving Former Raymond James Financial...

The White Law Group is investigating a possible securities fraud claim on behalf an

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August 18, 2010

Investigation Into Possible Securities Fraud Involving Northern Trust Securities /...

The White Law Group is investigating a possible securities fraud claim on behalf on

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June 21, 2010

Investigation Into Variable Annuity Sales Practices of Former ING Financial...

The White Law Group is investigating the variable annuity sales practices of former

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May 24, 2010

Gilman Ciocia and Prime Capital Services censured by the SEC

The Securities and Exchange Commission (SEC) recently announced that it has censured

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June 10, 2009

Was an L-Share annuity purchase appropriate for you?

Typically, with an L-Share annuity, you will pay a higher mortality, expense and

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