variable annuity switching
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Wells Fargo to pay $1.4 M in Restitution for Failure to Supervise VA Switches, featured by top securities fraud attorneys, The White Law Group September 4, 2020

Wells Fargo to pay $1.4 M in Restitution for Failure...

FINRA Sanctions Wells Fargo for Failure to Supervise VA Switches According to the

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Royal Alliance Associates January 22, 2019

Royal Alliance Associates – Failure to Supervise

Mass. Regulators charge Royal Alliance Associates with Failure to Supervise

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1035 exchange January 9, 2019

1035 Exchange Process Simplified

Could an expedited 1035 Exchange process lead to variable annuity switching?

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finra examination findings December 14, 2018

FINRA Examination Findings: Failure of Oversight in Firms

FINRA Examination Findings: firms need to tighten up supervisory systems. Last

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Variable Annuities Investigation, Variable Annuity Switching - Securities Fraud Lawyer Updated 5/17/21, featured by top securities fraud attorneys, The White Law Group- Securities Fraud Lawyer October 12, 2017

Variable Annuities Investigation, Variable Annuity Switching – Securities Fraud Lawyer,...

Recovery of Investment Losses involving Variable Annuities  Overselling variable

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Update on Former Advisor Walter J. Marino and Variable Annuities Case May 10, 2017

Update on Former Advisor Walter J. Marino and Variable Annuities...

FINRA Charges  Walter J. Marino with unsuitable advice, misrepresentation and

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