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January 9, 2018
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Blog, Current Investigations, Securities Fraud
FINRA Orders Broker and Madison Avenue Securities to pay Court costs and fees According to the Financial Industry Regulatory Authority, an all-public FINRA arbitration panel has awarded a California investor the entire amount of her churning claim. The award is against broker David Lloyd Barber and his firm, Madison
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September 15, 2017
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Blog, Current Investigations, Securities Fraud
Former MN Advisor Mark David Holt is purportedly serving a 10-year prison term for Wire Fraud. According to reports, Mark David Holt, 47, a former broker currently in prison, has lost a $477,000 FINRA arbitration decision. Holt’s former clients Peter Izmirian and Sandra Ingwaldson, reportedly filed their
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September 15, 2017
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Blog, Current Investigations, Securities Fraud
William Garbarino Barred after Lincoln Financial fires him for allegedly false testimony According to The Financial Industry Regulatory Authority Inc. William Garbarino, a former financial advisor of Lincoln Financial in Danbury, CT, has been permanently barred from the securities industry. Garbarino allegedly gave
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June 29, 2017
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Blog, Current Investigations, Securities Fraud
Recovery of Investment Losses due to Churning Fraud Are you a victim of churning fraud? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA arbitration claim against the brokerage firm that employed your advisor. The White Law Group continues to file
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March 23, 2017
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Current Investigations, Securities Fraud
Recovery of Investment Losses with Dawn Bennett Have you suffered losses investing with former financial advisor Dawn Bennett? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. According to reports, Dawn Bennett, a former advisor of The Bennett Group has lost a $1
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March 23, 2017
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Current Investigations
Recovery of Investment Losses in Atel Capital Equipment Fund X Have you suffered investment losses in Atel Capital Equipment Fund X? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the
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March 15, 2017
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Securities Fraud
Is your broker churning your account? Are you the victim of churning by your financial advisor? If so, the securities attorneys of The White Law Group may be able to help you recover your losses through FINRA arbitration. The White Law Group continues to file FINRA arbitration cases on behalf of clients who have
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March 15, 2017
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Securities Fraud
Is your broker churning your account? Are you the victim of churning by your financial advisor? If so, the securities attorneys of The White Law Group may be able to help you recover your losses through FINRA arbitration. The White Law Group continues to file FINRA arbitration cases on behalf of clients who have
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March 10, 2017
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Blog
Is your broker churning your account? Are you the victim of churning by your financial advisor? If so, the securities attorneys of The White Law Group may be able to help you recover your losses through FINRA arbitration. The White Law Group continues to file FINRA arbitration cases on behalf of clients who have
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March 8, 2017
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Blog
Is your broker churning your account? Are you the victim of churning by your financial advisor? If so, the securities attorneys of The White Law Group may be able to help you recover your losses through FINRA arbitration. The White Law Group continues to file FINRA arbitration cases on behalf of clients who have
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