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Tag: Vero Beach investment fraud lawyer

Blog, Current Investigations, Securities Fraud Articles

Disbarred broker Mark David Holt reportedly loses $477,000 FINRA decision

Former MN Advisor Mark David Holt is purportedly serving a 10-year prison term for Wire Fraud. According to reports, Mark David Holt, 47, a...

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Blog, Current Investigations, Securities Fraud Articles

FINRA Bars Former CT Advisor William Garbarino

William Garbarino Barred after Lincoln Financial fires him for allegedly false testimony According to The Financial Industry Regulatory...

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Current Investigations, Securities Fraud Articles

Dawn Bennett Loses Arbitration Claim for $1 Million

Recovery of Investment Losses with Dawn Bennett Have you suffered losses investing with former financial advisor Dawn Bennett? If so, The...

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Current Investigations

Atel Capital Equipment Fund X Secondary Market Offer

Recovery of Investment Losses in Atel Capital Equipment Fund X Have you suffered investment losses in Atel Capital Equipment Fund X? If so,...

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Blog, Securities Fraud Articles

Jeffrey C. McClure barred from securities industry.

FINRA recently announced that it has permanently barred Jeffrey C. McClure from the securities industry for converting nearly $89,000 from...

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