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January 17, 2019
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Blog, Current Investigations, Securities Fraud
Merrill Lynch Advisor Thomas Buck According to reports this week, federal prosecutors are asking a judge to impose a 78-month prison sentence on Thomas Buck, the former Merrill Lynch broker who in 2018 pled guilty to one count of securities fraud and agreed to pay a $5 million penalty. Buck’s sentencing hearing is
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October 1, 2018
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Blog, Current Investigations, Securities Fraud
Austin Dutton & Newbridge Securities – Update on Investigation The White Law Group continues its investigation regarding financial advisor Austin Dutton and the liability that Newbridge Securities may have for failure to supervise him. As we told you in July 2017, Dutton was fined $200,000 for allegations of
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August 29, 2018
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Blog, Current Investigations, Securities Fraud
New Tender Offer $10.99 per share – Healthcare Trust Inc. Losses for Investors The White Law Group is continuing our investigation in regards to the liability that some broker dealers may have for unsuitably recommending Healthcare Trust Inc., a real estate investment trust, to investors. If you have suffered
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August 17, 2018
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Blog, Current Investigations
Secondary Sales Price for Steadfast Income REIT Suggests Losses for Investors The White Law Group is continuing our investigation in regards to the liability that some broker dealers may have for unsuitably recommending Steadfast Income REIT, a real estate investment trust, to investors. If you have suffered from
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August 14, 2018
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Blog, Current Investigations, Securities Fraud
Tender Offer – Northstar Healthcare Income Inc. – $3.39/Share Are you concerned about your Northstar Healthcare Income Inc. losses? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you
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August 14, 2018
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Blog, Current Investigations
REIT Securities Investigation – Strategic Storage Growth Trust According to recent SEC filings, Strategic Storage Growth Trust Inc., a publicly registered non-traded real estate investment trust, plans to suspend its distribution reinvestment plan and share redemption program. According to its website, Strategic
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August 8, 2018
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Blog, Current Investigations
Tender Offer Price for KBS Growth & Income REIT Suggests Losses for Investors The White Law Group is continuing our investigation in regards to the liability that some broker dealers may have for unsuitably recommending KBS Growth & Income REIT to investors. It may be possible to recover your KBS Growth &
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August 2, 2018
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Blog, Current Investigations
Secondary sales price for Sierra Income Corp. suggests losses for investors. The White Law Group is continuing our investigation in regards to the liability that some broker dealers may have for unsuitably recommending Sierra Income Corp., a business development company, to investors. If you have suffered losses in
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July 27, 2018
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Blog, Current Investigations
Secondary Market Price for CCPT IV Suggests Losses for Investors The White Law Group is continuing our investigation in regards to the liability that some broker dealers may have for improperly recommending Cole Credit Property Trust IV (CCPT IV), a non-traded real estate investment trust (REIT) to investors. If you
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July 23, 2018
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Blog, Current Investigations
ATEL Capital Equipment Fund XVI – Secondary Sales Price Have you suffered losses investing in ATEL Capital Equipment Fund XVI at the recommendation of your broker? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim
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