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January 4, 2017
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Blog
Investment Losses with Wells Fargo Wells Fargo & Co. will pay $35.5 million to more than 500 black financial advisors and trainees according to the settlement agreement filed Friday. The punitive class action suit claimed the bank failed to give the African-American employees the same career opportunities as their
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September 30, 2016
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Wells Fargo Advisors Ordered to Pay A FINRA arbitration panel has ordered Wells Fargo Advisors to pay a former client more than $262,000 for failing to promptly liquidate his brokerage account, according to a recent FINRA filing. Jeffrey Ball, a Los Angeles psychologist, allegedly gave the firm written instructions to
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