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  • FINRA Fines Goldman Sachs

    November 9, 2010 Comments (0) Blog, Securities Fraud

    FINRA recently announced that it has fined Goldman, Sachs & Co. $650,000 for failing to disclose that two of its registered representatives, including Fabrice Tourre, had received formal notices from the Securities and Exchange Commission (SEC) that they were the subjects of investigations. Tourre’s

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