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August 3, 2011

Monex Securities, Inc. fined by FINRA

Monex Securities, Inc. (CRD #30362, Houston, Texas) recently submitted a Letter of

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August 3, 2011

Ace Diversified Capital, Inc. fined by FINRA

Ace Diversified Capital, Inc. (CRD® #41768, San Gabriel, California) and Lynnwood

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